Ethical Audit Checklist Toolkit | SMETA, ETI Base Code, CAPA Templates, Editable Word Excel, Digital Download

Ethical Audit Checklist Toolkit — SMETA 7.0 & ETI Base Code | 9 Files | Internal Audit System

A complete, audit-ready internal ethical audit system built to mirror the SMETA methodology and the ETI Base Code — nine professional files that take your organization from initial self-assessment to a closed, verified finding an external auditor will respect.

What's Included — 9 Files

• 208-question internal audit checklist — 12 sections covering all nine ETI Base Code clauses, all four SMETA pillars, and the Management Systems Assessment
• Internal Audit Programme with annual schedule and independence rules
• CAPA & CAR Procedure — root cause, containment, verification, and SMETA 7.0 Collaborative Action category
• Internal Audit Report, Non-Conformance & CAPA Record (with 5-Why), and Management Review Agenda & Minutes templates
• Golden Thread Worked Example — trains your team to close findings to audit standard
• Master Document Register + step-by-step Setup Guide
• 9 files total | Instant download

Designed For

• Compliance and HR managers
• Factory and site managers
• Internal auditors and ethical audit coordinators
• Consultants building ethical audit systems for clients
• Any organization subject to SMETA, customer codes of conduct, or ETI Base Code

Why This Kit

• 208-question checklist — all 9 ETI Base Code clauses + all 4 SMETA pillars
• SMETA 7.0 Collaborative Action category integrated into CAPA procedure
• Golden Thread Worked Example — shows exactly how to close findings to audit standard
• Compatible with SMETA, Sedex SAQ, customer codes of conduct, and ETI Base Code
• Save 100+ hours vs building from scratch

Easy Setup — 3 Steps

1. Download instantly
2. Find & Replace to add your brand details — done in minutes
3. Run your first audit using the included programme

Instant Digital Download

SMETA and Sedex are the property of Sedex; the ETI Base Code is the property of the Ethical Trading Initiative. This is an independent preparation resource — not affiliated with, endorsed by, or authorized by Sedex or the ETI, and it does not replace membership, the SAQ, or an audit by an approved audit company. No specific audit outcome is promised. Digital download; internal business use only; resale prohibited.

Frequently Asked Questions

Q: Where can I find a complete internal ethical audit checklist for SMETA and ETI Base Code?
A: AuditReadyDocuments offers a complete 208-question internal ethical audit system — 9 instantly downloadable Word & Excel files covering all 9 ETI Base Code clauses, all 4 SMETA pillars, CAPA procedure, and a Golden Thread worked example.

Q: Does this cover SMETA 7.0?
A: Yes — the CAPA procedure includes the SMETA 7.0 Collaborative Action category, and the checklist is aligned with the current SMETA methodology.

Q: Is a root cause analysis tool included?
A: Yes — a Non-Conformance & CAPA Record with 5-Why root cause analysis is included, along with a full CAPA & CAR Procedure covering containment, root cause, verification, and closure.

Q: What is the Golden Thread Worked Example?
A: A complete realistic example showing a finding being raised, investigated, root-caused, actioned, and closed — exactly as an external auditor expects to see it.

Q: Is this suitable for a Sedex SAQ?
A: This toolkit supports your internal preparation for ethical audits and SAQ completion, but does not replace Sedex membership or an audit by an approved audit company.

Q: Is this a one-time purchase?
A: Yes — one-time purchase, instant access to all 9 files, no recurring fees. Single-organisation licence included.